What are the requirements for the certification of financial institutional investors?

Updated on Enter the door 2024-03-08
14 answers
  1. Anonymous users2024-01-23

    The certification of financial institutional investors needs to meet the conditions of investors, and in addition to the economic aspect, they also need to understand the knowledge of financial aspects.

  2. Anonymous users2024-01-22

    What are the requirements for the certification of financial institutional investors? It's very clear on the Internet, you have to take your certification certificate and your Chunzhen limbs. Identity card. Copy it together and put it on the Internet to go for certification. Travel pants.

    Let's see what others have to say.

  3. Anonymous users2024-01-21

    On February 8, 2013, the National Equities Exchange and Quotations Corporation promulgated and implemented the Detailed Rules for the Administration of Investor Suitability, which was amended on December 30, 2013, clarifying that the following investors can participate in the public transfer of shares of listed companies: (1) legal entities with a registered capital of more than RMB 5 million or partnerships with a total paid-in capital of more than RMB 5 million; (2) The market value of securities assets under the investor's name at the end of the previous trading day is more than RMB 5 million, and the securities assets include customer transaction settlement funds, stocks, funds, bonds, and securities collective wealth management products listed on the Shanghai and Shenzhen Stock Exchanges and the National Equities Exchange and Quotations, except for the assets of credit securities accounts. and should have more than two years of experience in securities investment, or have accounting, finance, investment, finance and other related professional background or training experience.

  4. Anonymous users2024-01-20

    The following conditions must be met at the same time:

    1) The average daily financial assets under the name in the 20 trading days prior to the application qualification determination shall not be less than 5 million yuan, or the average annual income of the individual in the last 3 years shall not be less than 500,000 yuan;

    2) Senior managers who have more than 2 years of investment experience in securities, funds, futures, gold, foreign exchange, etc., or more than 2 years of experience in financial product design, investment, risk management and related work, or who belong to qualified investors as stipulated in Article 6, Paragraph 1 (1) of the Measures for the Administration of Investor Suitability in the Bond Market of the Shenzhen Stock Exchange, and certified public accountants and lawyers engaged in finance-related business who have obtained professional qualification certification.

  5. Anonymous users2024-01-19

    It is very important to enter the financial institution investment certification, which requires the financial department to lock the certification certificate of the contractor.

  6. Anonymous users2024-01-18

    Hello, institutional investors need to provide the following application materials to open an A-share account:

    1.Organization code certificate and photocopy.

    2.Valid identification documents of legal persons and photocopies or photocopies stamped with the confirmation seal of the issuing authority (copies of industrial and commercial business licenses, registration certificates of legal persons of associations, approval documents for the establishment of legal persons of government agencies and institutions, etc.).

    3.Valid identification document and photocopy of the person in charge.

    4.Certificate of legal representative, power of attorney of legal representative 5A copy of the legal representative's valid identification document.

  7. Anonymous users2024-01-17

    As an investor certification, at least the asset conditions and creditworthiness required by the other party must be met.

  8. Anonymous users2024-01-16

    Brokerage Institutional Investor certification requires professional knowledge and accumulated experience.

  9. Anonymous users2024-01-15

    What are the requirements for the certification of financial institutional investors? It's very clear on the Internet, you have to give your certification certificate to yours. Identity card. Copy it together and put it on the Internet to go for certification.

  10. Anonymous users2024-01-14

    Real-name authentication is required for the authentication of financial institutional investors.

  11. Anonymous users2024-01-13

    First of all, qualification is required, and then sufficient financial investment capacity is required.

  12. Anonymous users2024-01-12

    Relevant documents are required, and the specific content should be consulted with the local government agency, which is different in each place.

  13. Anonymous users2024-01-11

    If you're an investor, if you're serious, you need a full set of ID documents, right? ID card, phone number, proof of funds, etc.

  14. Anonymous users2024-01-10

    It is necessary to prove the company's corporate qualification information for certain property certificates.

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